Compliance Analyst Job Description

compliance analyst job description includes a detailed overview of the key requirements, duties, responsibilities, and skills for this role.

Last update : July 14, 2023

Compliance Analyst Job Description

A compliance analyst is a finance professional who ensures a company is following all appropriate rules and regulations.

A compliance analyst’s responsibilities typically include ensuring a company is following all appropriate rules and regulations.

These analysts are typically employed in financial institutions, such as banks, investment firms, and credit unions.

Compliance analysts will usually work under the supervision of a compliance officer, who oversees all compliance activities.

Some compliance analysts specialize in a specific area, such as securities or mortgage lending.

These experts are expected to regularly monitor new laws and regulations to ensure they apply to a company’s operations.

Job Brief:

We’re looking for a Compliance Analyst who will be responsible for ensuring that our company is in compliance with all applicable laws and regulations. The Compliance Analyst will be responsible for conducting research, preparing reports, and providing recommendations to management on compliance-related matters.

Compliance Analyst Duties:

  • Maintain extensive knowledge of a wide variety of compliance standards, laws, and regulations
  • Ensure proper ongoing compliance with all applicable standards and laws
  • Prepare reports and conduct periodic reviews to identify areas of non-compliance
  • Perform research and perform analyses as needed in order to identify areas of non-compliance
  • Establish and maintain a variety of internal controls designed to prevent and detect fraud and non-compliance

Compliance Analyst Responsibilities:

  • Partner with project management team to address risk throughout project lifecycle, identifying, prioritizing, and mitigating issues
  • Perform audits and investigations, including site visits and inspections of projects to ensure compliance with county, state, and federal regulations, corporate requirements, and standard operating procedures
  • Perform due diligence for prospective acquisitions and joint ventures
  • Research statutes, regulations, and policies related to compliance
  • Perform other duties, as required

Requirements And Skills:

  • Bachelor’s degree in accounting, business, finance, or a related field
  • 2+ years’ demonstrated experience analyzing and resolving compliance issues
  • Strong knowledge of compliance regulations and laws
  • Ability to analyze financial statements and detect irregularities
  • Knowledge of generally accepted accounting principles

[Company Name] is an Equal Opportunity Employer that is committed to building a diverse and inclusive team. People of all races, religions, national origins, genders, and ages are encouraged to apply, as well as veterans and individuals.

Share this article :